Disciplinary Actions

Where a CIFP credential holder is found to have breached the Code of Conduct or Practice Standards or, has been found guilty of professional misconduct that reflects negatively on the certification marks or, on the practise of financial planning/financial advising, the CIFP licensee may be subject to sanctions.

Disciplinary actions against a CIFP credential holder that are currently before the CIFP Retirement Institute, the Conduct Committee or the Hearing Panel as well as the outcomes of completed hearings are listed below.

Current Hearings

Name Disciplinary Proceeding Date Proceedings Documents
Helen Collymore Complaint Details Thursday, June 02, 2022 Proceedings Documents

Completed Hearings

Name Location Year Conduct Type Applicable Standards Disciplinary Decision
Moby Mubarak Baksh Toronto, ON 2022 Settlement Hearing   Proceedings Documents